The Law of the Financial Markets from Top Securities Lawyers
Wednesday, April 23, 2025
Washington, D.C., Feb. 14, 2025 — The Securities and Exchange Commission (SEC) is set to host the 44th Annual Government-Business Forum on Small Business Capital Formation at its headquarters in Washington, D.C. This pivotal event will take place on April 10 from 1:00 to 4:30 p.m. ET, bringing together stakeholders […]
The Securities and Exchange Commission today provided an exemption from the requirement to report certain personally identifiable information (PII) – names, addresses, and years of birth – to the Consolidated Audit Trail (CAT) for natural persons. … SEC Press Release
Temporary Exemption from SEC Rule 13f-2 Compliance The Securities and Exchange Commission (SEC) has announced a temporary exemption from compliance with Rule 13f-2 under the Securities Exchange Act and Form SHO reporting requirements. Due to this exemption, institutional investment managers meeting specific thresholds must now submit their initial Form SHO […]
The Securities and Exchange Commission today announced Acting Chairman Mark T. Uyeda’s executive staff, which will advise the Acting Chairman on matters before the Commission and work closely with SEC staff. Gabriel Eckstein, Chief of Staff Steven Levine, Deputy Chief of Staff Holly Hunter-Ceci, Senior Advisor to the Acting Chairman […]
